Please read first our information sheet „Basisinformationen über Vermögensanlagen in Wertpapieren“ as well as the information sheets of the issuer. „Basisinformationen über Vermögensanlagen in Wertpapieren“ (=Basic information on investing in securities) as well as „Basisinformation über. Basisinformationen über Vermögensanlagen in Wertpapieren, Ausgabe Bank Verlag Medien. Published by Bank-Verlag Medien (). ISBN

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The same applies to the shares issued by the Bank treasury shares and to the securities held by the Bank in safekeeping abroad for the customer. Complaints must be addressed in writing to the customer complaints department Kundenbeschwerdestelle of Bundesverband deutscher Banken e. MiFID s aims 3 1. Act on the More information. The same applies in the case of etraordinary market circumstances or market disruptions e.

BaFin – Merkblätter – Merkblatt zum Vertrieb gemäß § KAGB

If you have accidentally determined an incorrect risk class, please send us a brief explanation by fax or post. Eecution of customer orders in foreign derivatives In the case of derivatives traded eclusively at foreign eecution venues, the basislnformationen commissions the Bank to eecute his orders via an interim agent. Receiving such incentives allows us to offer you favourable conditions and access to a broad product range. This secures all liabilities that are recognised on the balance sheet as Liabilities to customers.

Off-floor trading partners Provided the customer has not given a conflicting instruction, the Bank, in addition to the stock echanges, may trade the customer order or the proprietary trading position resulting from a customer order against another trading partner off the floor.

If you grade yourself for the first time, please include your investment objectives and -needs, your knowledge and experience as well as your loss-bearing capacity and risk appetite. Failure to make timely wfrtpapieren shall be deemed to constitute approval.

Baader Bank Aktiengesellschaft

Subscription rights Subscription rights may be eercised or bought and sold for the duration of subscription rights trading. Information about costs and incidental expenses We charge our customers a combination of fees, commission and external costs whose level depends on the type and extent of the investment services provided.


Act on Investment Firms Funds which wettpapieren in other funds are called funds of funds. A0J L46 Announcement of a subscription offer in accordance with section 52 nd sentence, in combination with section 2 AktG This offer More information. Since OASIS does not follow a fied time schedule and can adjust the corresponding participation rate, it trades at times it regards as optimal and pauses in unfavourable periods. Markets where the Company executes customer’s instructions 3.

Confidentiality areas have been set up which are partitioned off by what are known as Chinese walls.

The eecution policies do not apply to transactions with suitable counterparties since here the best eecution rules as defined in 33a WpHG are not applicable according to the eemption clauses in 31b WpHG.

For the calculation of the bazisinformationen report we use the cost prices. Prospectus wertpapiere Terms and Conditions 1 July We receive wegtpapieren additional payment of up to 0. Audit procedures can be carried out in selected areas on a random basis. We offer our customers various powerful online trading platforms. We will also be happy to advise you concerning products and the risks they might entail.

Insofar eecutable despite limitations, the processing of clients orders takes place in the order in which they are received. The compliance organization in place at Baader Bank AG embraces the following preventive measures among others for protecting and safeguarding the interests of the Bank s clients: No part of this document may be reproduced in any form or by any means – electronic, mechanical, photocopying, recording or otherwise.

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Luxembourg Annex 1 to the Special terms and conditions for securities transactions Valid as from 1 January In order to achieve the best possible result in executing security orders, the bank has selected. Trading, listing, membership network. Indices can be country or region specific and based on emerging More information. At present, the specialists of Baader Bank Aktiengesellschaft look after aboutorder books at the stock of Berlin, Frankfurt, Munich and Stuttgart.

  642-780 MSPVM PDF

We change your risk class manually. Best Execution Policy – Implementation Principles As a provider of financial services, Bank Vontobel Europe AG hereafter called the “Bank” has an obligation to have policies that ensure the best possible. Provided to Small Clients. The customer is immediately informed by telephone of the deviating eecution by the Bank s trading department. We recommend that you always place your orders through the web application.

Our Bank ensures in organisational terms that these services are always performed eclusively in the interests of our customers.

This notice is provided More information. Complaints basisinformationrn be addressed in writing to the customer complaints department Kundenbeschwerdestelle of Bundesverband deutscher Banken e. Deutsche Bank Global Transaction Banking. As a rule, foreign securities are held in safekeeping in the home country of the security and where applicable in the country in which the purchase was effected. September Contents 4 General customer information 31 3 no German.

This algorithm eecutes orders over a timeframe keeping the difference to the closing auction price as minimal as possible. Duties of the customer to cooperate 11 Duties of the customer to cooperate 1 Notification of changes In the interests vermgensamlagen the orderly processing of business transactions it is necessary for the customer to notify the Bank immediately of any changes to his name or address as well as the etinguishment or alteration of a power of representation granted to the Bank particularly a power of attorney.